Compliance hub
Disclosure Requirements
Disclosure-oriented hub covering trigger events, required reporting elements, and workflow checkpoints for regulated entities.
Core issue: Disclosure obligations are trigger-dependent and often misunderstood without structured interpretation and checklists.
Use this hub to move between regulator updates, practical explainers, and related workflow areas without treating each circular as an isolated item.
Relevant CompliSense capabilities
These capabilities support the workflow areas described by this compliance hub.
Related regulator archives
Follow the source-specific archives connected to this hub for current circulars, notifications, and compliance updates.
What this hub covers
- Trigger-event interpretation
- Disclosure completeness checks
- Source-to-filing traceability
Relevant for: Listed entities and intermediaries, Compliance and legal teams, Secretarial and reporting teams
Suggested legal updates
These updates are relevance-based suggestions while editorial topic assignments are being curated.
Consultation Paper on Review and Rationalization of (Buy-Back of Securities) Regulations, 2018
Securities and Exchange Board of India, vide Consultation Paper dated May 08, 2026, has announced an important update regarding review and rationalization of SEBI (Buy-Back of Securities) Regulations, 2018.
Operational Guidelines for Handling of Clients' Unpaid Securities by Trading Members
BSE Limited, vide Notice No. 20260731-12 dated July 31, 2026, has announced an important update regarding Operational Guidelines for Handling of Clients' Unpaid Securities by Trading Members.
Operational guidelines on Handling of Client’s Unpaid Securities by Trading Members
National Stock Exchange of India Limited, vide Circular Ref. No. NSE/INSP/75508 dated July 31, 2026, has announced an important update regarding Operational Guidelines on Handling of Client’s Unpaid Securities by Trading Members.
‘Green-Channel: AIF Rollout Upon Document Acknowledgement’ (GARUDA) Mechanism for Processing of Placement Memorandum of Alternative Investment Funds (AIFs) filed with SEBI
Securities and Exchange Board of India (SEBI), vide Circular No. HO/19/19/11(2)2026-AFD-RAC2/I/17617/2026 dated July 30, 2026, has announced an important update regarding the ‘Green-Channel: AIF Rollout Upon Document Acknowledgement’ (GARUDA) mechanism for processing Placement Memorandum (PPM) of Alternative Investment Funds (AIFs).
NPCI Guidelines on UPI AutoPay Mandate Executions
BSE Clearing Limited, vide Notice No. 20260724-1 dated July 24, 2026, has announced an important update regarding NPCI Guidelines on UPI AutoPay Mandate Executions.
Extension of timelines with repect to compliance of Digital Accessibility Circulars
Securities and Exchange Board of India, vide Circular No. HO/(411)2026-ITD-5_DIV2/I/17922/2026 dated July 31, 2026, has announced an important update regarding Extension of timelines with respect to compliance of Digital Accessibility Circulars.
Guidelines in pursuance of amendment to SEBI KYC (Know Your Client) Registration Agency (KRA) Regulations, 2011
National Stock Exchange of India Limited, vide Circular No. NSE/ISC/75191 dated July 14, 2026, has announced an important update regarding Guidelines in pursuance of amendment to SEBI KYC (Know Your Client) Registration Agency (KRA) Regulations, 2011.
Unique Client Code for Electronic Gold Receipts (EGRs) Segment
National Stock Exchange of India Limited, vide Circular No. NSE/ISC/74132 dated May 08, 2026, has announced an important update regarding Unique Client Code creation and reporting requirements for the Electronic Gold Receipts Segment.
Available Blog explainers
March 2026 SEBI Board and Circular Themes: What Compliance Teams Should Actually Pay Attention To
March 2026 brought a wide spread of SEBI changes. The real theme was not deregulation, but smarter controls: less duplicate reporting, stronger investor safeguards and greater accountability for how firms implement regulatory change.
What Firms Get Wrong in Update Logging and Closure Tracking
Many compliance logs look complete but fail when tested. Sloppy summaries, missing applicability notes, unclear owners, and weak closure evidence create silent compliance leaks.
FY 2026–27 Compliance Planning for Market Intermediaries: Why the Old Compliance Calendar Is No Longer Enough
Compliance Planning, FY 2026-27, SEBI, Stock Brokers, Depository Participants, AIF, Mutual Funds, Research Analysts, Investment Advisers, Regulatory Change Management, Compliance Calendar, Cybersecurity, Governance
Verified Labels for Broker Apps, RA/IA Audit Clarifications, and Mutual-Fund Borrowing: Why March 2026 Matters
Three March 2026 SEBI developments point in the same direction: stronger digital trust, broader compliance-assurance capacity and tighter governance around operational liquidity.
SEBI Compliance Themes to Watch Going Into 2025
Going into 2025, firms should prepare for a sharper SEBI compliance environment shaped by governance quality, better disclosure discipline, stronger cyber expectations, and clearer operational accountability. The question is no longer just whether teams monitor updates, but whether they can prove controlled response.
IFSCA Fund Management Regulations, 2025: What GIFT IFSC Participants Should Note
IFSCA’s 2025 Fund Management Regulations reshape the IFSC fund framework with clearer FME categories, easier scheme thresholds, and sharper governance expectations for funds and managers.