Regulatory & Legal Updates
Priority circulars and regulatory changes for compliance, legal, and operations teams at brokers, listed companies, and regulated intermediaries.
Coparceners details in HUF demat accounts
CDSL/OPS/DP/POLCY/2026/253
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/253 dated April 11, 2026, has announced an important update regarding Coparceners details in HUF demat accounts.
MediumDue date n/aSubmission of Internal Audit Report for the half year ended on March 31, 2026
MCX/COMP/190/2026
MCX | Compliance
Multi Commodity Exchange, vide Circular No. MCX/COMP/190/2026 dated April 11, 2026, has announced an important update regarding submission of the Internal Audit Report for the half year ended March 31, 2026.
MediumDue date n/aComRIS API
MCXCCL/TECH/074/2026
MCX | Compliance
MCX Clearing Corporation Limited, vide Circular No. MCXCCL/TECH/074/2026 dated April 11, 2026, has announced an important update regarding ComRIS API framework for integration with external member environments.
MediumDue date n/aAdvisory Review of existing CTCL Approved Software
MCX/CTCL/192/2026
MCX | Compliance
Multi Commodity Exchange, vide Circular No. MCX/CTCL/192/2026 dated April 11, 2026, has announced an important update regarding advisory review of existing CTCL approved software.
MediumDue date n/aGovernance and oversight of Schemes in IFSC - Segregation of the role of Fiduciaries
IFSCA-IF-10PR/7/2024-Capital Markets/10042026
IFSCA | Compliance
International Financial Services Centres Authority, vide Circular No. F. No. IFSCA-IF-10PR/7/2024-Capital Markets/10042026 dated April 10, 2026, has announced an important update regarding governance and oversight of schemes in IFSC through segregation of the role of fiduciaries.
MediumDue in 168d30 Sept 2026Requirements for Payment Service Providers entering into Rupee Drawing Arrangement (RDA)
IFSCA-FMPP0BR/3/2023-Banking 2026-27/01
IFSCA | Compliance
International Financial Services Centres Authority, vide Circular No. e.F.No. IFSCA-FMPP0BR/3/2023-Banking 2026-27/01 dated April 10, 2026, has announced an important update regarding requirements for Payment Service Providers entering into Rupee Drawing Arrangement (RDA).
MediumDue date n/aAmendments to DP Operating Instructions under Chapter 1, Chapter 2 and Chapter 6 in relation to categorization of demat accounts
CDSL/OPS/DP/POLCY/2026/249
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/249 dated April 10, 2026, has announced an important update regarding Amendments to DP Operating Instructions under Chapter 1, Chapter 2 and Chapter 6 in relation to categorization of demat accounts.
MediumDue date n/aReminder – Reporting for Artificial Intelligence (AI) and Machine Learning (ML)
NCDEX/ MEMBER INSPECTION -007/2026
NCDEX | Compliance
National Commodity & Derivatives Exchange, vide Circular No. NCDEX/ MEMBER INSPECTION -007/2026 dated April 10, 2026, has announced an important update regarding reminder for reporting of Artificial Intelligence (AI) and Machine Learning (ML) applications and systems used by market intermediaries.
MediumDue today15 Apr 2026Submission of compliance for closure of observations raised during cyber audit
CDSL/IS/DP/POLCY/2026/245
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/IS/DP/POLCY/2026/245 dated April 09, 2026, has announced an important update regarding Submission of compliance for closure of observations raised during cyber audit.
MediumDue in 15d30 Apr 2026Enhancement in DPM-SHR System for providing Form 121 (Exemption from Tax Deduction) for income streams viz., Interest and Dividend along with request for Beneficial Ownership (BENPOS) information
NSDL/CIR/II/21/2026
NSDL | Compliance
National Securities Depository Limited, vide Circular No. NSDL/CIR/II/21/2026 dated April 9, 2026, has announced an important update regarding enhancement in the DPM-SHR system for providing Form 121 for income streams such as interest and dividend along with request for Beneficial Ownership information.
MediumDue date n/aReporting Norms for Capital Market Intermediaries
1/IFSCA/CMI Supervision/2023-24
IFSCA | Compliance
International Financial Services Centres Authority, vide Circular No. F.No.1/IFSCA/CMI Supervision/2023-24 dated April 08, 2026, has announced an important update regarding reporting norms for Capital Market Intermediaries in IFSC.
MediumDue date n/aAmendments to DP Operating Instructions Annexure 11.1 by introducing new penalty heads for non-compliance related to System Audit, Cyber Security Audit, Incident Reporting and VAPT
CDSL/AUDIT/DP/POLCY/2026/241
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/AUDIT/DP/POLCY/2026/241 dated April 08, 2026, has announced an important update regarding Amendments to DP Operating Instructions Annexure 11.1 by introducing new penalty heads for non-compliance related to System Audit, Cyber Security Audit, Incident Reporting and VAPT.
MediumDue date n/a
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