Compliance hub
Compliance Deadlines
Timeline-focused hub for deadline-sensitive updates and recurring due-date obligations across regulators.
Core issue: Missed deadlines are a recurring compliance risk when due-date visibility and ownership are fragmented.
Use this hub to move between regulator updates, practical explainers, and related workflow areas without treating each circular as an isolated item.
Relevant CompliSense capabilities
These capabilities support the workflow areas described by this compliance hub.
Related regulator archives
Follow the source-specific archives connected to this hub for current circulars, notifications, and compliance updates.
What this hub covers
- Deadline calendar discipline
- Responsibility assignment
- Escalation before due dates
Relevant for: Compliance operations teams, Regulatory reporting teams, Control and monitoring functions
Suggested legal updates
These updates are relevance-based suggestions while editorial topic assignments are being curated.
Relaxation in paying additional fees in case of delay in filing DPT-3 for Financial Year ended on 31 March 2026 up to 31st July 2026
Ministry of Corporate Affairs (MCA), vide General Circular No. 02/2026 dated June 19, 2026, has announced an important update regarding relaxation in payment of additional fees for delayed filing of Form DPT-3 for FY 2025-26.
Extension of timelines with repect to compliance of Digital Accessibility Circulars
Securities and Exchange Board of India, vide Circular No. HO/(411)2026-ITD-5_DIV2/I/17922/2026 dated July 31, 2026, has announced an important update regarding Extension of timelines with respect to compliance of Digital Accessibility Circulars.
Consultation Paper on Issuance of Depository Receipts against units of REITs and Publicly Listed InvITs
Securities and Exchange Board of India, vide Consultation Paper dated August 04, 2026, has announced an important update regarding the proposed regulatory framework for issuance of Depository Receipts (DRs) against units of REITs and publicly listed InvITs.
Operational Guidelines for Handling of Clients' Unpaid Securities by Trading Members
BSE Limited, vide Notice No. 20260731-12 dated July 31, 2026, has announced an important update regarding Operational Guidelines for Handling of Clients' Unpaid Securities by Trading Members.
Operational guidelines on Handling of Client’s Unpaid Securities by Trading Members
National Stock Exchange of India Limited, vide Circular Ref. No. NSE/INSP/75508 dated July 31, 2026, has announced an important update regarding Operational Guidelines on Handling of Client’s Unpaid Securities by Trading Members.
Colocation Update - Bulk upload facility for IP Message Rate Change requests.
National Stock Exchange of India Limited, vide Circular Ref. No. NSE/MSD/75498 dated July 31, 2026, has announced an important update regarding Colocation Update – Bulk upload facility for IP Message Rate Change requests.
Release of BOLT Pro TWS Version 13.30
BSE Limited, vide Notice No. 20260730-52 dated July 30, 2026, has announced an important update regarding the release of BOLT Pro TWS Version 13.30.
‘Green-Channel: AIF Rollout Upon Document Acknowledgement’ (GARUDA) Mechanism for Processing of Placement Memorandum of Alternative Investment Funds (AIFs) filed with SEBI
Securities and Exchange Board of India (SEBI), vide Circular No. HO/19/19/11(2)2026-AFD-RAC2/I/17617/2026 dated July 30, 2026, has announced an important update regarding the ‘Green-Channel: AIF Rollout Upon Document Acknowledgement’ (GARUDA) mechanism for processing Placement Memorandum (PPM) of Alternative Investment Funds (AIFs).
Available Blog explainers
FY 2026–27 Compliance Planning for Market Intermediaries: Why the Old Compliance Calendar Is No Longer Enough
Compliance Planning, FY 2026-27, SEBI, Stock Brokers, Depository Participants, AIF, Mutual Funds, Research Analysts, Investment Advisers, Regulatory Change Management, Compliance Calendar, Cybersecurity, Governance
What a Good Compliance Update Dashboard Should Actually Show
A compliance dashboard should do far more than display new circulars. To be genuinely useful, it should help teams assess applicability, assign ownership, track deadlines, monitor status, and retain evidence of action taken.
Year-End Compliance Recordkeeping Checklist for Regulated Financial Businesses
Year-end is the right time to clean compliance records before January reviews begin. Regulated financial businesses should close evidence gaps, document pending items, preserve cyber artifacts, and prepare audit-ready files
How to Track Late-Night Circulars Without Missing Morning Implementation
A circular released after business hours can affect operations the next morning. The answer is not simply faster monitoring—it is a regulatory-intelligence process that converts updates into owned, actionable implementation.
What Senior Management Should Actually Expect From a Modern Compliance Monitoring System
A modern compliance monitoring system should give senior management visibility, accountability, timelines, evidence, and audit-readiness — not just alerts or scattered status updates.
How to Prioritize Which Regulatory Updates Need Immediate Action
Not every regulatory update deserves a fire drill. Brokers and intermediaries need a practical urgency score based on deadline, business impact, reporting consequence, system impact, and stakeholder visibility.