Compliance hub
Compliance Deadlines
Timeline-focused hub for deadline-sensitive updates and recurring due-date obligations across regulators.
Core issue: Missed deadlines are a recurring compliance risk when due-date visibility and ownership are fragmented.
Use this hub to move between regulator updates, practical explainers, and related workflow areas without treating each circular as an isolated item.
Related regulator archives
Follow the source-specific archives connected to this hub for current circulars, notifications, and compliance updates.
What this hub covers
- Deadline calendar discipline
- Responsibility assignment
- Escalation before due dates
Relevant for: Compliance operations teams, Regulatory reporting teams, Control and monitoring functions
Available legal updates
Consultation Paper on Review and Rationalization of (Buy-Back of Securities) Regulations, 2018
Securities and Exchange Board of India, vide Consultation Paper dated May 08, 2026, has announced an important update regarding review and rationalization of SEBI (Buy-Back of Securities) Regulations, 2018.
Revision of NACH Mandate Form
BSE Limited, vide Notice No. 20260506-35 dated May 06, 2026, has announced an important update regarding revision of the NACH Mandate Form for the Mutual Fund segment.
Renewal of Broker Indemnity Insurance Policy
BSE Limited, vide Notice No. 20260507-11 dated 07 May 2026, has announced an important update regarding renewal of Broker Indemnity Insurance Policy by active Trading Members.
Foreign Exchange Management (Authorised Persons) Regulations, 2026
Reserve Bank of India, vide Notification No. FEMA 401/2026-RB dated April 30, 2026, has announced an important update regarding the Foreign Exchange Management (Authorised Persons) Regulations, 2026.
Reversal Trade Cancellation Mechanism (RTCM) in Equity & Equity Derivatives Segment (Five trading days horizon)
National Stock Exchange of India Limited, vide Circular No. NSE/SURV/74137 dated May 08, 2026, has announced an important update regarding the go-live of the Reversal Trade Cancellation Mechanism in the Equity and Equity Derivatives Segment on a five trading days horizon.
Market Data – New broadcast parameters in Futures & Options Segment
National Stock Exchange of India Limited, vide Circular No. NSE/MSD/74133 dated May 08, 2026, has announced an important update regarding new broadcast parameters in the Futures & Options Segment for market data dissemination.
Unique Client Code for Electronic Gold Receipts (EGRs) Segment
National Stock Exchange of India Limited, vide Circular No. NSE/ISC/74132 dated May 08, 2026, has announced an important update regarding Unique Client Code creation and reporting requirements for the Electronic Gold Receipts Segment.
Discontinuation of Investor Risk Reduction Access (IRRA) platform
Securities and Exchange Board of India, vide Circular No. HO/38/44/12(3)2025-MIRSD-TPD1/I/10705/2026 dated May 07, 2026, has announced an important update regarding discontinuation of the Investor Risk Reduction Access (IRRA) platform.
Available Blog explainers
What a Good Compliance Update Dashboard Should Actually Show
A compliance dashboard should do far more than display new circulars. To be genuinely useful, it should help teams assess applicability, assign ownership, track deadlines, monitor status, and retain evidence of action taken.
Year-End Compliance Recordkeeping Checklist for Regulated Financial Businesses
Year-end is the right time to clean compliance records before January reviews begin. Regulated financial businesses should close evidence gaps, document pending items, preserve cyber artifacts, and prepare audit-ready files
What Senior Management Should Actually Expect From a Modern Compliance Monitoring System
A modern compliance monitoring system should give senior management visibility, accountability, timelines, evidence, and audit-readiness — not just alerts or scattered status updates.
How to Prioritize Which Regulatory Updates Need Immediate Action
Not every regulatory update deserves a fire drill. Brokers and intermediaries need a practical urgency score based on deadline, business impact, reporting consequence, system impact, and stakeholder visibility.
Depository and Exchange Cyber Reporting Requirements: Why VAPT Closure Evidence Now Matters More
Cyber reporting is moving beyond submitting VAPT reports. Market participants now need disciplined closure evidence, revalidation records, owner tracking, and correct report submission under CSCRF-linked expectations.
NSE Review, Appeal, and Waiver Pathways: What Members Should Understand Before a Penalty Dispute
NSE’s revised review, appeal, and waiver pathway makes penalty disputes more process-driven. Members need strong timelines, evidence, internal sign-offs, and clean submissions before challenging an action.