Regulatory & Legal Updates
Priority circulars and regulatory changes for compliance, legal, and operations teams at brokers, listed companies, and regulated intermediaries.
Submission of the Internal Audit Report and Concurrent Audit Report of risk prone areas of Depository Participant
CDSL/OPS/DP/POLCY/2026/244
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/244 dated April 08, 2026, has announced an important update regarding Submission of the Internal Audit Report and Concurrent Audit Report of risk prone areas of Depository Participant operations for the half year ended March 31, 2026.
MediumDue today15 Apr 2026Specification of Certification Course for KMPs and other employees of Capital Market Intermediaries under the IFSCA (Capital Market Intermediaries) Regulations, 2025
IFSCA-PLNP/80/2024-Capital Markets
IFSCA | Compliance
International Financial Services Centres Authority, vide Circular No. F. No. IFSCA-PLNP/80/2024-Capital Markets dated April 02, 2026, has announced an important update regarding specification of the certification course for Key Managerial Personnel and other employees of Capital Market Intermediaries under the IFSCA (Capital Market Intermediaries) Regulations, 2025.
MediumDue in 168d30 Sept 2026Freezing of demat accounts for KYC not uploaded with KRA
CDSL/OPS/DP/POLCY/2026/234
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/234 dated April 02, 2026, has announced an important update regarding Freezing of demat accounts for KYC not uploaded with KRA.
MediumDue in 15d30 Apr 2026Closure cum shifting of demat account
CDSL/OPS/DP/POLCY/2026/232
CDSL | Compliance
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/232 dated April 02, 2026, has announced an important update regarding Closure cum shifting of demat account.
MediumDue date n/aOne-Time Interest Waiver Scheme for Settlement of Outstanding Payments
NSDL/POLICY/2026/0049
NSDL | Compliance
National Securities Depository Limited, vide Circular No. NSDL/POLICY/2026/0049 dated April 01, 2026, has announced an important update regarding a one-time interest waiver scheme for settlement of outstanding payments.
MediumDue in 76d30 Jun 2026
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