DAILY LEGAL UPDATES — 9 P.M.
Regulatory Briefing
Search circulars, notices and other regulatory developments from Indian regulators, exchanges and market institutions. Browse the source-linked archive supporting Daily Legal Updates — 9 P.M.
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Latest legal updates
Showing 61–70 of 70 legal updates
- NSDLMediumNSDL/CIR/II/21/2026
Enhancement in DPM-SHR System for providing Form 121 (Exemption from Tax Deduction) for income streams viz., Interest and Dividend along with request for Beneficial Ownership (BENPOS) information
National Securities Depository Limited, vide Circular No. NSDL/CIR/II/21/2026 dated April 9, 2026, has announced an important update regarding enhancement in the DPM-SHR system for providing Form 121 for income streams such as interest and dividend along with request for Beneficial Ownership information.
Issued Effective - CDSLMediumCDSL/IS/DP/POLCY/2026/245
Submission of compliance for closure of observations raised during cyber audit
Central Depository Services Limited, vide Circular No. CDSL/IS/DP/POLCY/2026/245 dated April 09, 2026, has announced an important update regarding Submission of compliance for closure of observations raised during cyber audit.
Issued Due - CDSLMediumCDSL/OPS/DP/POLCY/2026/244
Submission of the Internal Audit Report and Concurrent Audit Report of risk prone areas of Depository Participant
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/244 dated April 08, 2026, has announced an important update regarding Submission of the Internal Audit Report and Concurrent Audit Report of risk prone areas of Depository Participant operations for the half year ended March 31, 2026.
Issued Due - CDSLMediumCDSL/AUDIT/DP/POLCY/2026/241
Amendments to DP Operating Instructions Annexure 11.1 by introducing new penalty heads for non-compliance related to System Audit, Cyber Security Audit, Incident Reporting and VAPT
Central Depository Services Limited, vide Circular No. CDSL/AUDIT/DP/POLCY/2026/241 dated April 08, 2026, has announced an important update regarding Amendments to DP Operating Instructions Annexure 11.1 by introducing new penalty heads for non-compliance related to System Audit, Cyber Security Audit, Incident Reporting and VAPT.
Issued Effective - IFSCAMedium1/IFSCA/CMI Supervision/2023-24
Reporting Norms for Capital Market Intermediaries
International Financial Services Centres Authority, vide Circular No. F.No.1/IFSCA/CMI Supervision/2023-24 dated April 08, 2026, has announced an important update regarding reporting norms for Capital Market Intermediaries in IFSC.
Issued Effective - CDSLMediumCDSL/OPS/DP/POLCY/2026/232
Closure cum shifting of demat account
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/232 dated April 02, 2026, has announced an important update regarding Closure cum shifting of demat account.
Issued - CDSLMediumCDSL/OPS/DP/POLCY/2026/234
Freezing of demat accounts for KYC not uploaded with KRA
Central Depository Services Limited, vide Circular No. CDSL/OPS/DP/POLCY/2026/234 dated April 02, 2026, has announced an important update regarding Freezing of demat accounts for KYC not uploaded with KRA.
Issued Due - NSDLMediumNSDL/POLICY/2026/0049
One-Time Interest Waiver Scheme for Settlement of Outstanding Payments
National Securities Depository Limited, vide Circular No. NSDL/POLICY/2026/0049 dated April 01, 2026, has announced an important update regarding a one-time interest waiver scheme for settlement of outstanding payments.
Issued Effective Due - IFSCAMediumIFSCA-PLNP/80/2024-Capital Markets
Specification of Certification Course for KMPs and other employees of Capital Market Intermediaries under the IFSCA (Capital Market Intermediaries) Regulations, 2025
International Financial Services Centres Authority, vide Circular No. F. No. IFSCA-PLNP/80/2024-Capital Markets dated April 02, 2026, has announced an important update regarding specification of the certification course for Key Managerial Personnel and other employees of Capital Market Intermediaries under the IFSCA (Capital Market Intermediaries) Regulations, 2025.
Issued Effective Due - MSEMediumMSE/ID/18832/2026
Unique Client Codes (UCCs) with Non-Verified KRA Status
Metropolitan Stock Exchange of India Limited (MSE), vide Circular No. MSE/ID/18832/2026 dated April 02, 2026, has announced an important update regarding Unique Client Codes (UCCs) with Non-Verified KRA Status.
Issued Effective Due
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